Although exempted, the company must still file an offering statement with the SEC.
Investment dictionary. Academic. 2012.
Regulation D - Reg D — A Securities and Exchange Commission (SEC) regulation governing private placement exemptions. Reg D allows usually smaller companies to raise capital through the sale of equity or debt securities without having to register their securities with… … Investment dictionary
Regulation T - Reg T — The Federal Reserve Board regulation that governs customer cash accounts and the amount of credit that brokerage firms and dealers may extend to customers for the purchase of securities. According to Regulation T, you may borrow up to 50% of the… … Investment dictionary
Regulation D — (also known as Reg D) is a regulation of the U.S. Securities and Exchange Commission (the SEC ), and is also a term for an investment strategy, mostly associated with hedge funds, based upon that regulation. It also affects individual savings and … Wikipedia
REG U — USA Regulation U (12 CFR 221) (REG U) Regulation U. Also known as margin regulations. The Federal Reserve Board regulation that governs loans made by banks for the purpose of buying securities. The regulation is intended to protect investors and… … Law dictionary
Reg U — USA Regulation U (12 CFR 221) (REG U) Regulation U. Also known as margin regulations. The Federal Reserve Board regulation that governs loans made by banks for the purpose of buying securities. The regulation is intended to protect investors and… … Law dictionary
Regulation NMS — (or Reg NMS) is a regulation promulgated by the United States Securities and Exchange Commission (SEC). According to the SEC, Reg NMS is a series of initiatives designed to modernize and strengthen the national market system for equity securities … Wikipedia
REG X — USA Regulation X (12 CFR 224) (REG X) The Federal Reserve Board regulation that applies the provisions of Regulation T and Regulation U to borrowers who are subject to US laws and who obtain credit within or outside the US for the purpose of… … Law dictionary
Reg X — USA Regulation X (12 CFR 224) (REG X) The Federal Reserve Board regulation that applies the provisions of Regulation T and Regulation U to borrowers who are subject to US laws and who obtain credit within or outside the US for the purpose of… … Law dictionary
REG T — Regulation T (12 CFR 220) (REG T) USA The Federal Reserve Board regulation that governs the amount of credit that securities brokers and dealers may extend to customers for the purpose of buying securities. The regulation is intended to protect… … Law dictionary
Reg T — Regulation T (12 CFR 220) (REG T) USA The Federal Reserve Board regulation that governs the amount of credit that securities brokers and dealers may extend to customers for the purpose of buying securities. The regulation is intended to protect… … Law dictionary
